Series 24 Practice Test 13

10 free Series 24 practice questions in the real exam format, covering the official content areas, with an explanation for every answer.

Series 24 Practice Test 13Tutor mode

Question 1 of 10

Supervision of Trading and Market Making Activities

A trade-reporting principal at Novak Securities reviews the following exception report for trades executed on the same day. Which trade was reported late?

Trade reporting exception report (times ET)
Trade	Security type	Executed	Reported
1	Corporate bond (TRACE)	10:05:00	10:17:30
2	NMS stock, OTC	10:15:02	10:15:31
3	Corporate bond (TRACE)	10:42:00	10:56:50
4	NMS stock, OTC	11:05:12	11:05:20