10 free Series 3 practice questions in the real exam format, covering the official content areas, with an explanation for every answer.
Series 3 Practice Test 12Tutor mode
Question 1 of 10
Regulations
A registered CTA created client trading records in April 2022. In May 2026 it wants to destroy them to save storage costs. Under CFTC Regulations 4.33 and 1.31, what is correct?