10 free Series 30 practice questions in the real exam format, covering the official content areas, with an explanation for every answer.
Series 30 Practice Test 14Tutor mode
Question 1 of 10
Communications with the Public and Promotional Material (Compliance Rule 2-29)
Vantage Ridge, a CTA, has traded its Program X for clients for two years. It wants a brochure sent only to qualified eligible persons under CFTC Regulation 4.7 to show back-tested results for Program X. Which statement is correct?