Series 63 Practice Test 2026 — Free Series 63 Exam Prep Questions
The Series 63 is the state-law exam most states require before a broker-dealer agent can do business with their residents. Our practice set follows NASAA's eight-part test specification, with an emphasis on the Uniform Securities Act, NASAA's unethical-practices policies, and the SEC and FINRA rules agents must apply every day. Each answer choice is explained so you learn the rule, not just the letter.
Beatrice Holloway, a 72-year-old customer, asks her agent to wire a large sum to a "friend" she met online who is pressing her for money. The agent reasonably believes she is being financially exploited. Under the NASAA model act, which of the following is the BEST course for the broker-dealer?
Series 63 format, scoring & key facts
A NASAA exam administered by FINRA at Prometric test centers. Each candidate's exam is drawn from a question pool.
| Questions | 65 multiple choice: 60 scored and 5 unscored pretest |
|---|---|
| Time | 75 minutes |
| Passing score | 43 of 60 scored questions (about 72%) |
| Cost | $147 |
| Content | Uniform Securities Act and NASAA model rules and statements of policy (not one state's law) |
| Current outline | NASAA test specifications effective June 12, 2023 |
| Sponsorship | Not required |
| Retakes | 30 / 30 / 180 days; third-failure wait becomes 60 days on January 4, 2027 |
| Valid for | 2 years without registration in most states; up to 5 years with EVEP |
Facts last verified Oct 26, 2026. Source: www.finra.org/registration-exams-ce/qualification-exams/series63. Always confirm details with NASAA before your exam.
When can you take the Series 63?
Offered year-round at Prometric test centers once your FINRA enrollment window is open.
Plan backwards from your exam date
What the Series 63 covers
Every PrepBanq Series 63 test mirrors the official domain weights.
Domain distribution
% of the exam| Content domain | Weight | ≈ Questions on exam | Our practice questions |
|---|---|---|---|
Regulation of Investment Advisers | 5% | ~3 | 8 questions → |
Regulation of Investment Adviser Representatives | 5% | ~3 | 7 questions → |
Regulation of Broker-Dealers | 12% | ~7 | 18 questions → |
Regulation of Agents of Broker-Dealers | 13% | ~8 | 19 questions → |
Regulation of Securities and Issuers | 9% | ~5 | 14 questions → |
Remedies and Administrative Provisions | 11% | ~7 | 16 questions → |
Communication with Customers and Prospects | 20% | ~12 | 30 questions → |
Ethical Practices and Obligations | 25% | ~15 | 38 questions → |
How to register for the Series 63
Eligibility
No firm sponsorship is required. Unsponsored candidates can open an enrollment window through FINRA and pay the exam fee. There are no prerequisite or corequisite exams.
Retake policy
You wait 30 days after a first or second failed attempt and 180 days after a third. From January 4, 2027, the wait after a third failed attempt drops to 60 days; the 30-day waits stay the same.
Credential renewal
In most states you must become registered within 2 years of passing or the exam expires. It stays valid while you are registered. NASAA's Exam Validity Extension Program can extend it for up to 5 years after you leave the industry, in states that have adopted it.
Your path to passing the Series 63
Diagnostic
Free test across every content areaTargeted practice
Drill your weakest areas firstReview
Every option explainedFull simulation
Real format and timingReady
Book your exam with confidenceSeries 63 practice tests
All Series 63 tests →The full Series 63 question bank is on its way
All Series 63 practice tests here are free right now. Leave your email and we'll tell you when the complete question bank, full-length simulations and readiness tracking launch.
Series 63 FAQ
How many questions are on the Series 63?
The Series 63 has 65 questions (60 of them scored) and you have 1 hour 15 minutes to finish. Question types: Multiple choice. 60 scored questions plus 5 unscored pretest questions that are not identified. The exam is closed book and covers the Uniform Securities Act and NASAA model rules and statements of policy..
How long is the Series 63 exam?
Testing time for the Series 63 is 1 hour 15 minutes.
What is the passing score for the Series 63?
Series 63 passing standard: At least 43 of the 60 scored questions correct (about 72%). Score range: Pass/fail based on 43 of 60 scored questions.
How much does the Series 63 cost?
The Series 63 registration fee is $147. Check the official site for current fees before you register.
What is on the Series 63?
The Series 63 covers Regulation of Investment Advisers (about 5%), Regulation of Investment Adviser Representatives (about 5%), Regulation of Broker-Dealers (about 12%), Regulation of Agents of Broker-Dealers (about 13%), Regulation of Securities and Issuers (about 9%), Remedies and Administrative Provisions (about 11%), Communication with Customers and Prospects (about 20%), Ethical Practices and Obligations (about 25%).
Who administers the Series 63?
The Series 63 — Uniform Securities Agent State Law Exam is administered by NASAA. Delivery: A NASAA exam administered by FINRA at Prometric test centers. Each candidate's exam is drawn from a question pool..
Can you retake the Series 63?
You wait 30 days after a first or second failed attempt and 180 days after a third. From January 4, 2027, the wait after a third failed attempt drops to 60 days; the 30-day waits stay the same.
Is there a free Series 63 practice test?
Yes. PrepBanq has 15 free Series 63 practice tests with 150 exam-style questions in the real Series 63 formats, and every answer is explained. No credit card is needed.
Series 63 practice test reviews
No reviews yet. Took a free Series 63 practice test? Tell other test-takers how it went.
Related finance, insurance & real estate exams
Your Series 63 prep starts with one free test.
Instant score report · no credit card.