Series 7 Practice Test 3

10 free Series 7 practice questions in the real exam format, covering the official content areas, with an explanation for every answer.

Series 7 Practice Test 3Tutor mode

Question 1 of 10

Seeks Business for the Broker-Dealer from Customers and Potential Customers

A broker-dealer that has been a FINRA member for 12 years creates a newspaper advertisement for a mutual fund it distributes. The ad complies with SEC Rule 482 and includes standardized performance. Which requirement applies under FINRA Rule 2210?